Catto / Topic Map · Safety, Health and Environment Level 4
Safety, Health and Environment · 48 h · Topic 6 of 11

Technological risk and environmental risk

Two independent barriers that each fail once in a hundred fillings let one overflow through every ten thousand. If they share the sensor, one in a hundred: the redundancy disappears.

Major accidents Natech Fault tree Common cause Bow-tie diagram

01The risk that leaves the establishment

Occupational risk affects those who work. Technological risk is broader: it is the possibility that an industrial installation, a transport system or an infrastructure causes harm to the population and the environment, well beyond its boundaries. A leak from an acid tank at a printed circuit plant can injure an operator, but it can also contaminate a watercourse and force the evacuation of a neighborhood. That is why technological and environmental risk are managed together.

AccidentYearWhat happenedWhat changed
Seveso (Italy)1976A dioxin cloud from a chemical plant contaminated an inhabited areaThe European major-accident directive, which bears its name
Bhopal (India)1984A leak of methyl isocyanate from a pesticide plant killed thousands of peopleEmergency planning with the neighboring community
Chernobyl (Ukraine)1986A poorly conducted test destroyed a nuclear reactorThe notion of safety culture

The Seveso directives of the European Union, the latest of 2012, require plants holding hazardous substances above certain quantities to have a prevention plan, a safety report and an off-site emergency plan, and to inform the public.

02Integral risk: chained hazards

Risks do not arrive alone. A natural event can trigger a technological one: a flood that reaches a chemical plant or an earthquake that damages a power station. These natech (natural–technological) events make it necessary to look at the whole territory, not the isolated plant. The integral view combines hazard, exposure and vulnerability: the same tank is a different risk next to a school than in a remote industrial park, and that is why land-use planning and environmental impact assessment are part of technological risk management.

For installations with many potential victims two measures are used: individual risk, the annual probability of death of a person at a point, and societal risk, the frequency of accidents with N or more victims, which is plotted in F–N curves with a stricter limit the larger N is.

03Fault trees and event trees

To quantify the probability of a major accident, the fault tree starts from the undesired event and breaks it down with logic gates until it reaches basic failures with known probability. With independent events:

\[ P(A \cdot B) = P(A)\,P(B) \] \[ P(A + B) = 1 - \big(1 - P(A)\big)\big(1 - P(B)\big) \] \[ P(A + B) \approx P(A) + P(B) \] The AND gate multiplies: that is why independent barriers are so effective. The OR gate adds, in the rare-event approximation. The minimal cut sets are the minimal combinations of basic failures that produce the top event.

Independence is the critical assumption. If two barriers depend on the same component, the same supply or the same maintenance error, they fail together: this is a common-cause failure, and it can cancel the advantage of having two barriers. The event tree works the other way around: it starts from an initiating event and follows the success or failure branches of each barrier to its consequences. Joined at the central event they form the bow-tie diagram.

Lab · the fault tree for the overfilling of a tank

An acid tank is filled with a pump. It overflows if the automatic cutoff fails (the level sensor or the controller) and the high-level protection also fails (the alarm or the operator who has to respond). The probabilities are per demand, that is, per filling.

04In the laboratory

Activity 1 · Risk map of the neighborhood

Locate on a map the installations with hazardous substances near the university, the watercourses and the schools, and discuss which natech events would be possible.

Activity 2 · Bow-tie

Build the bow-tie diagram of a fire in the battery room of a data center, with its causes, preventive barriers, mitigation barriers and consequences.

Activity 3 · Common cause

Review the electrical diagram of a redundant system in the laboratory and look for components common to both branches.

05Common mistakes

  • Multiplying the probabilities of barriers that are not independent. A common cause can make the risk a hundred times greater than calculated.
  • Looking only inside the plant fence. Technological risk includes the neighboring population and environment.
  • Forgetting natural events as triggers. A flood can disable several barriers at once.
  • Taking the result of a tree as exact. It depends on the input probabilities, which often carry large uncertainties.

06Self-assessment

Two independent barriers each fail with probability 0.01. With what probability do both fail?

\( 10^{-4} \).

If both depend on the same sensor, which fails with 0.01, what is the minimum value of that probability?

0.01: the failure of the sensor makes both fail.

What is a natech event?

A technological accident triggered by a natural phenomenon.

What is the difference between individual risk and societal risk?

Individual risk is the probability of death of a person at a location; societal risk is the frequency of accidents with many victims.

07Further reading

  • Charles Perrow. Normal Accidents: Living with High-Risk Technologies. Princeton University Press, 1999. Why complex, tightly coupled systems produce inevitable accidents.
  • Frank P. Lees. Lees' Loss Prevention in the Process Industries. 4th ed., Butterworth-Heinemann, 2012. The reference on quantitative risk analysis, fault trees and major accidents.
  • Ulrich Beck. Risk Society: Towards a New Modernity. Sage, 1992 (German original, 1986). Spanish edition: “La sociedad del riesgo”, Paidós, 1998. Technological risk as a central feature of advanced industrial society.
Development of the topic “Technological risk and environmental risk” of Safety, Health and Environment (Level 4), based on the curriculum of the UTN Electronic Engineering program, 2023 curriculum — Ordinance No. 1849 of the UTN Higher Council. Back to the Topic Map · catto.ar